Maximize your business through our independent or W-2 platforms and materially improve your bottom line

San Blas Securities is a boutique investment firm with three platforms — an Independent Advisor Network (1099), a W-2 Division with branch offices in select markets, and a Capital Markets Division.

We value the art of independent thinking and realize that your business is all yours – your entrepreneurial dreams and financial knowledge converge to meet the needs of your clients. At San Blas Securities, you will gain from our personalized attention, investment insights and back-office support to achiever superior results and outstanding client satisfaction.

We understand what it takes for advisors to be successful and we will give you the personal attention and resources you need to support your growing business.

FULL-SERVICE SUPPORT

From the moment you join our team, you will benefit from our full-service support beginning with a transitional experience structured to make the change as seamless as possible for your practice or firm. Our dedicated team of senior transition specialists will walk you through every step in the process simply and securely, making sure that your business never misses a beat.

EXTENSIVE INSURANCE AND ALTERNATIVE INVESTMENT SOLUTIONS

You will have access to a vast array of insurance and alternative investment products as an advisor with San Blas Securities, including extensive selling agreements for 529 plans, managed money, mutual fund, fixed and variable annuities — and more!

BROAD-BASED FEE SOLUTIONS

A wide range of asset management products and resources are available, including our arrangement with RBC, to provide you with the choices and open architecture you need to meet the needs of your clients.

LEADERSHIP ACCESSIBILITY

Experience the human connection, family culture and senior guidance you need to get ahead. You will have access to senior leadership anytime.

MEANINGFUL INVESTMENT INSIGHTS

Because of our broader perspective that comes from serving our financial advisors as well as institutional markets, we will deliver meaningful investment insights and more actionable investment ideas.

COMPREHENSIVE MARKETING CAPABILITIES

San Blas Securities provides the tools you need to develop and promote your personal brand.

We will provide you with start-to-finish support for a seamless transition because we know that you might be cautious about avoiding client disruptions when changing a broker-dealer relationship.

San Blas Securities offers:

• Highly competitive financial support, including transitional loans, addressing of client transfer fees, marketing incentives and other transition allowances

• A customized transition plan

• Efficient account and license transfers

• Support for paperwork and rapid compliance approvals

• Training and orientation for our products, policies and resources

Brad Fay
EVP, Chief Business Development Officer
brad@sanblassecurities.com
404-704-0406

Alex McKenzie
Executive Chairman
alex.mckenzie@sanblassecurities.com
631-767-5123