Independent Advisor Network

Run your own business, receive the products, services and payouts you expect, and be backed by an expert team giving you personal attention.

Independent Advisors

Our growing network of advisors focuses on the philosophy that our advisors’ business is all theirs. San Blas Securities knows what it takes to help our advisors run their own financial advisory business — because we’ve been there ourselves.

We believe in independent thinking. Your business is all yours. It is the way your entrepreneurial dreams and financial knowledge converge to help meet the needs of your clients. San Blas Securities recognizes that you know your clients best – and we’re committed to supporting you as you provide the exceptional service they deserve and expect. We offer the flexibility to choose from a full spectrum of affiliation options with varying levels of support to build your practice your way. Unlike firms that may see your clients as theirs, we believe relationships that started with you stay with you, and we’ll provide you the support you need to keep them growing. You can also count on our transition team and our other experienced professionals dedicated to helping you build the business you envision.

Our firm is structured to support long-term advisor relationships by combining a full range of products and services with the right infrastructure to maintain highly personal service. We’re not only committed to helping you manage your wealth – we will help you create it for yourself.

Personal Attention

Our experienced team is here to help you avoid the roadblocks common to this business and we partner with you for success. We’ve walked in your shoes so we understand what it takes.

At San Blas Securities, you will have access to and be able to talk with our senior management team. You can count on a timely response from the San Blas Securities team. We will listen well and work to understand your specific needs so that we can serve you effectively.

A Seamless Transition

We know transitions can be disruptive but San Blas Securities has developed a transitional experience structured to make the change as seamless as possible for your firm. We will walk your through every step in the process simply and securely, making sure that your business never misses a beat.

Fixed Income Advisory

Our Fixed Income Advisory team provides products and strategies to differentiate your practice from your competitors and improve fixed income results for your clients.

We provide a full range of fixed income services working with individual bonds on the municipal and corporate side, agency and mortgage securities. Our full-service trading desk provides individual securities that are among the most competitive yields in the industry. The range of service not only includes bond offerings, but strategies for fixed income that include rolling down the yield curve and looking at ‘kicker’ bonds, as well as helping to identify where the most value is in the marketplace. Additionally, we look to implement secondary market closed-end funds as a part of a tactical strategy to provide full diversification for fixed income investors.

The Fixed Income Advisory team at San Blas Securities has more than a decade of experience with closed-end strategies using proprietary premium/discount models and individual fund analysis to identify an ongoing buy list of funds to recommend to clients.

Thrive in our advisor-focused family culture and create more wealth for your business at San Blas Securities.

Our Independent Advisor Network (1099) caters to wealth management clients. Regardless of your affiliation type, we will focus on you and your growing business as a registered financial advisor, giving you unrestricted access to the senior leadership team while placing comprehensive wealth management tools at your fingertips.

Transitioning to San Blas Securities

We know that you might be cautious about avoiding client disruptions when changing a broker-dealer relationship. We will provide you with start-to-finish support for a seamless transition. We offer:

• A customized transition plan
• Efficient account and license transfers
• Support for paperwork and rapid compliance approvals
• Training and orientation for our products, policies and resources
• Highly competitive financial support, including transitional loans
• Addressing of client transfer fees, marketing incentives and other transition allowances

Learn More

Maximize your business through our independent or W2 platforms and materially improve your bottom line.

Brad Fay
EVP, Chief Business Development Officer
brad@sanblassecurities.com
404-704-0406

Alex McKenzie
Executive Chairman
alex.mckenzie@sanblassecurities.com
631-767-5123

Advisor Network